0001140361-16-078742.txt : 20160902
0001140361-16-078742.hdr.sgml : 20160902
20160902162901
ACCESSION NUMBER: 0001140361-16-078742
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160827
FILED AS OF DATE: 20160902
DATE AS OF CHANGE: 20160902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Contango ORE, Inc.
CENTRAL INDEX KEY: 0001502377
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 273431051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
BUSINESS PHONE: 713-877-1311
MAIL ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COMPOFELICE JOSEPH S
CENTRAL INDEX KEY: 0001041205
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35770
FILM NUMBER: 161868992
MAIL ADDRESS:
STREET 1: 24 WATERWAY AVENUE
STREET 2: STE 200
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
4
1
doc1.xml
FORM 4
X0306
4
2016-08-27
0
0001502377
Contango ORE, Inc.
CTGO
0001041205
COMPOFELICE JOSEPH S
3700 BUFFALO SPEEDWAY, SUITE 925
HOUSTON
TX
77098
1
0
0
0
Common Stock, par value $0.01
2016-08-27
4
M
0
2344
12.75
A
55366
D
Common Stock, par value $0.01
2016-08-27
4
M
0
5833
10.00
A
61199
D
Common Stock, par value $0.01
2016-08-27
4
M
0
2917
10.00
A
64116
D
Stock Option (right to buy)
12.75
2016-08-27
4
M
0
5000
A
2016-09-15
Common Stock
5000
35000
D
Stock Option (right to buy)
10.00
2016-08-27
4
M
0
10000
A
2017-07-03
Common Stock
10000
25000
D
Stock Option (right to buy)
10.00
2016-08-27
4
M
0
5000
A
2017-12-07
Common Stock
5000
20000
D
On August 27, 2016, the reporting person received 2,344 shares of Common Stock upon the net exercise of 5,000 of the reporting person's stock options that were granted on 9/15/2011. The reporting person forfeited 2,656 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on September 15, 2013.
On August 27, 2016, the reporting person received 5,833 shares of Common Stock upon the net exercise of 10,000 of the reporting person's stock options that were granted on 7/3/2012. The reporting person forfeited 4,167 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on July 3, 2014.
On August 27, 2016, the reporting person received 2,917 shares of Common Stock upon the net exercise of 5,000 of the reporting person's stock options that were granted on 12/7/2012. The reporting person forfeited 2,083 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on December 7, 2014.
/s/ Leah Gaines as Attorney in Fact for Joseph C. Compofelice
2016-09-02