0001434728-21-000054.txt : 20210202 0001434728-21-000054.hdr.sgml : 20210202 20210202191216 ACCESSION NUMBER: 0001434728-21-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE WILLIAM S CENTRAL INDEX KEY: 0001041175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 21583409 MAIL ADDRESS: STREET 1: GLOBAL WATER RESOURCES, INC. STREET 2: 21410 N 19TH AVENUE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_161231111439142.xml FORM 4 X0306 4 2021-01-29 0 0001434728 Global Water Resources, Inc. GWRS 0001041175 LEVINE WILLIAM S C/O GLOBAL WATER RESOURCES, INC. 21410 N 19TH AVENUE #220 PHOENIX AZ 85027 1 0 1 0 Deferred Phantom Unit 2021-01-29 4 A 0 3 0 A Common Stock 3.0 1983 D Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. /s/ Heather Krupa, attorney-in-fact 2021-02-02