0001046203-17-000002.txt : 20170227 0001046203-17-000002.hdr.sgml : 20170227 20170227150048 ACCESSION NUMBER: 0001046203-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN JAMES R CENTRAL INDEX KEY: 0001041166 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 17641254 MAIL ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-23 0 0001046203 GUARANTY FEDERAL BANCSHARES INC GFED 0001041166 BATTEN JAMES R 4207 S CHEYENNE ROGERSVILLE MO 65742 1 0 0 0 COMMON STOCK 2017-02-23 4 A 0 885 20.35 A 885 I Restricted COMMON STOCK 3956 I Restricted COMMON STOCK 13106 D James R. Batten 2017-02-23