0001127602-23-004782.txt : 20230213 0001127602-23-004782.hdr.sgml : 20230213 20230213132320 ACCESSION NUMBER: 0001127602-23-004782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbs David W CENTRAL INDEX KEY: 0001628590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 23616591 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-03-11 0001041061 YUM BRANDS INC YUM 0001628590 Gibbs David W 7100 CORPORATE DRIVE PLANO TX 75024 1 1 Chief Executive Officer Common Stock 2023-02-10 4 A 0 41364 0 A 73079 D Common Stock 2023-02-10 4 F 0 16295 131.31 D 56784 D Common Stock 2023-02-11 4 F 0 2322 131.31 D 60359.93 D Common Stock 2023-02-11 4 M 0 5897.93 131.31 A 62681.93 D Common Stock 39499 I Trust - DWG Common Stock 26394 I Trust SJG Restricted Stock Units 93.26 2022-03-11 5 J 0 E 276.98 116.26 A 2024-02-11 Common Stock 276.98 56770.92 D Restricted Stock Units 2022-03-11 5 J 0 E 113.47 116.26 A 2032-02-11 Common Stock 113.47 23256.47 D Restricted Stock Units 93.26 2022-06-10 5 J 0 E 282.84 114.41 A 2024-02-11 Common Stock 282.84 57053.76 D Restricted Stock Units 2022-06-10 5 J 0 E 115.87 114.41 A 2032-02-11 Common Stock 115.87 23372.34 D Restricted Stock Units 93.26 2022-09-09 5 J 0 E 280.13 116.09 A 2024-02-11 Common Stock 280.13 57333.89 D Restricted Stock Units 2022-09-09 5 J 0 E 114.76 116.09 A 2032-02-11 Common Stock 114.76 23487.1 D Restricted Stock Units 93.26 2022-12-09 5 J 0 E 255.89 127.71 A 2024-02-11 Common Stock 255.89 57589.78 D Restricted Stock Units 2022-12-09 5 J 0 E 104.83 127.71 A 2032-02-11 Common Stock 104.83 23591.93 D Stock Appreciation Right 131.31 2023-02-10 4 A 0 96058 0 A 2033-02-10 Common Stock 96058 96058 D Restricted Stock Units 131.31 2023-02-10 4 A 0 21895 0 A Common Stock 21895 21895 D Restricted Stock Units 2023-02-11 4 M 0 5897.93 0 D 2032-02-11 Common Stock 5897.93 17694 D This grant does not have an expiration date. Conversion occurs on a one-for-one basis. Vesting occurs 25% per year beginning one year from grant date. The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. /s/ M. Gayle Hobson, POA 2023-02-13