0001127602-21-014735.txt : 20210430 0001127602-21-014735.hdr.sgml : 20210430 20210430134155 ACCESSION NUMBER: 0001127602-21-014735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbs David W CENTRAL INDEX KEY: 0001628590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 21876105 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-04-29 0001041061 YUM BRANDS INC YUM 0001628590 Gibbs David W 7100 CORPORATE DRIVE PLANO TX 75024 1 1 Chief Executive Officer Common Stock 2021-04-29 4 M 0 37398 44.81 A 57426 D Common Stock 2021-04-29 4 D 0 14197 118.04 D 43229 D Common Stock 2021-04-29 4 S 0 23201 118.07 D 20028 D Common Stock 2021-04-29 4 M 0 37398 44.81 A 57426 D Common Stock 2021-04-29 4 D 0 14126 118.64 D 43300 D Common Stock 2021-04-29 4 S 0 23272 118.69 D 20028 D Common Stock 39499 I Trust - DWG Common Stock 26394 I Trust SJG Stock Appreciation Right 44.81 2021-04-29 4 M 0 37398 0 D 2014-02-06 2023-02-06 Common Stock 37398 0 D Stock Appreciation Right 44.81 2021-04-29 4 M 0 37398 0 D 2017-02-06 2023-02-06 Common Stock 37398 0 D Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2021-04-30