0001127602-18-033149.txt : 20181115 0001127602-18-033149.hdr.sgml : 20181115 20181115151044 ACCESSION NUMBER: 0001127602-18-033149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbs David W CENTRAL INDEX KEY: 0001628590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 181187066 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-13 0001041061 YUM BRANDS INC YUM 0001628590 Gibbs David W 7100 CORPORATE DRIVE PLANO TX 75024 1 President, CFO Common Stock 2018-11-13 5 G 0 E 42 D 39380 D Common Stock 2018-11-14 5 G 0 E 57 D 39323 D Common Stock 2018-11-14 5 G 0 E 57 D 39266 D Common Stock 2018-11-15 4 M 0 8342 20.85 A 47608 D Common Stock 2018-11-15 4 D 0 1951 89.18 D 45657 D Common Stock 2018-11-15 4 S 0 6391 88.22 D 39266 D Stock Appreciation Right 20.85 2018-11-15 4 M 0 8342 0 D 2010-02-05 2019-02-05 Common Stock 8342 16686 D Gift of shares Gift of Shares Gift of Shares Pursuant to 10b5-1 Plan Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2018-11-15