0001127602-17-031422.txt : 20171107 0001127602-17-031422.hdr.sgml : 20171107 20171107104938 ACCESSION NUMBER: 0001127602-17-031422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Niccol Brian R CENTRAL INDEX KEY: 0001628588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 171182153 MAIL ADDRESS: STREET 1: 1 GLEN BELL WAY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-03 0001041061 YUM BRANDS INC YUM 0001628588 Niccol Brian R 1 GLEN BELL WAY IRVINE CA 92618 1 CEO, Taco Bell Common Stock 2017-11-03 4 M 0 13396 35.10 A 15075 D Common Stock 2017-11-03 4 D 0 9808 79.90 D 5267 D Common Stock 2017-11-03 4 S 0 3588 79.90 D 1679 D Common Stock 4969.49 I By 401(k) Plan Stock Appreciation Right 35.10 2017-11-03 4 M 0 13396 0 D 2012-02-04 2021-02-04 Common Stock 13396 26792 D Pursuant to 10b5-1 Plan Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2017-11-07