0001127602-17-017263.txt : 20170508 0001127602-17-017263.hdr.sgml : 20170508 20170508162512 ACCESSION NUMBER: 0001127602-17-017263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170504 FILED AS OF DATE: 20170508 DATE AS OF CHANGE: 20170508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Niccol Brian R CENTRAL INDEX KEY: 0001628588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 17822774 MAIL ADDRESS: STREET 1: 1 GLEN BELL WAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-04 0001041061 YUM BRANDS INC YUM 0001628588 Niccol Brian R 1 GLEN BELL WAY IRVINE CA 92618 1 CEO, Taco Bell Common Stock 2017-05-04 4 M 0 5033 28.22 A 6712 D Common Stock 2017-05-04 4 D 0 3627 67.98 D 3085 D Common Stock 2017-05-04 4 S 0 1406 68.0571 D 1679 D Common Stock 2017-05-04 4 M 0 5033 28.22 A 6712 D Common Stock 2017-05-04 4 D 0 3627 67.98 D 3085 D Common Stock 2017-05-04 4 S 0 1406 67.99 D 1679 D Common Stock 2017-05-04 4 M 0 5033 28.22 A 6712 D Common Stock 2017-05-04 4 D 0 3627 67.95 D 3085 D Common Stock 2017-05-04 4 S 0 1406 67.99 D 1679 D Common Stock 4969.49 I By 401(k) Plan Stock Appreciation Right 28.22 2017-05-04 4 M 0 5033 0 D 2015-05-20 2020-02-05 Common Stock 5033 20139 D Stock Appreciation Right 28.22 2017-05-04 4 M 0 5033 0 D 2015-05-20 2020-02-05 Common Stock 5033 15106 D Stock Appreciation Right 28.22 2017-05-04 4 M 0 5033 0 D 2015-05-20 2020-02-05 Common Stock 5033 10073 D Pursuant to 10b5-1 Plan /s/ M. Gayle Hobson, POA 2017-05-08