0001127602-17-013494.txt : 20170403 0001127602-17-013494.hdr.sgml : 20170403 20170403140344 ACCESSION NUMBER: 0001127602-17-013494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170401 FILED AS OF DATE: 20170403 DATE AS OF CHANGE: 20170403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell David Eric CENTRAL INDEX KEY: 0001513190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 17733482 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-04-01 0001041061 YUM BRANDS INC YUM 0001513190 Russell David Eric 1441 GARDINER LANE LOUISVILLE KY 40213 1 Vice President, Controller Common Stock 2017-04-01 4 M 0 1486 63.90 A 10098 D Common Stock 2017-04-01 4 F 0 461 63.90 D 9637 D Common Stock 920.1189 I 401(k) Holdings Phantom Stock 2017-04-01 4 M 0 1486 0 D Common Stock 1486 0.6049 D Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2017-04-03