0001127602-17-006671.txt : 20170216
0001127602-17-006671.hdr.sgml : 20170216
20170216174348
ACCESSION NUMBER: 0001127602-17-006671
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170215
FILED AS OF DATE: 20170216
DATE AS OF CHANGE: 20170216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gibbs David W
CENTRAL INDEX KEY: 0001628590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 17619016
MAIL ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-15
0001041061
YUM BRANDS INC
YUM
0001628590
Gibbs David W
7100 CORPORATE DRIVE
PLANO
TX
75024
1
President, CFO
Common Stock
2017-02-15
4
M
0
6127
24.32
A
39098
D
Common Stock
2017-02-15
4
D
0
2179
68.39
D
36919
D
Common Stock
2017-02-15
4
S
0
3948
68.3056
D
32971
D
Common Stock
2017-02-15
4
M
0
6603
26.56
A
39574
D
Common Stock
2017-02-15
4
D
0
2565
68.39
D
37009
D
Common Stock
2017-02-15
4
S
0
4038
68.3593
D
32971
D
Stock Appreciation Right
24.32
2017-02-15
4
M
0
6127
0
D
2011-09-20
2017-09-20
Common Stock
6127
12254
D
Stock Appreciation Right
26.56
2017-02-15
4
M
0
6603
0
D
2009-01-24
2018-01-24
Common Stock
6603
19811
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Vesting occurs on a quarterly basis beginning one year from grant date.
/s/ M. Gayle Hobson, POA
2017-02-16