0001127602-17-005539.txt : 20170213 0001127602-17-005539.hdr.sgml : 20170213 20170213173359 ACCESSION NUMBER: 0001127602-17-005539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Creed Greg CENTRAL INDEX KEY: 0001346254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 17601004 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-10 0001041061 YUM BRANDS INC YUM 0001346254 Creed Greg 1441 GARDINER LANE LOUISVILLE KY 402143 1 1 CEO Common Stock 2017-02-13 4 M 0 105653 26.56 A 145893 D Common Stock 2017-02-13 4 D 0 60777 68.14 D 85116 D Stock Appreciation Right 68.00 2017-02-10 4 A 0 235916 0 A 2027-02-10 Common Stock 235916 235916 D Stock Appreciation Right 26.56 2017-02-13 4 M 0 105653 0 D 2012-01-24 2018-01-24 Common Stock 105653 0 D Vesting occurs 25% per year beginning one year from grant date. /s/ M. Gayle Hobson, POA 2017-02-13