0001127602-17-004324.txt : 20170207 0001127602-17-004324.hdr.sgml : 20170207 20170207153258 ACCESSION NUMBER: 0001127602-17-004324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160506 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kesselman Marc L. CENTRAL INDEX KEY: 0001631954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 17578803 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE, SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-06 0001041061 YUM BRANDS INC YUM 0001631954 Kesselman Marc L. 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Legal Officer and GC Common Stock 2017-02-05 4 M 0 4893.94 66.23 A 4893.94 D Common Stock 2017-02-05 4 F 0 1363 66.23 D 3530.94 D Restricted Stock Units 2016-05-06 5 J 0 E 81.45 80.96 A Common Stock 81.45 14416.45 D Restricted Stock Units 2016-08-05 5 J 0 E 74.31 88.74 A Common Stock 74.31 14490.76 D Restricted Stock Units 2016-11-01 5 J 0 E 123.56 59.81 A Common Stock 123.56 14614.32 D Restricted Stock Units 2017-02-03 5 J 0 E 66.2 66.23 A Common Stock 66.2 14680.52 D Restricted Stock Units 2017-02-05 4 M 0 4893.94 0 D Common Stock 4893.94 9786.58 D Conversion occurs on a one-for-one basis. Vesting occurs 33% per year beginning one year from grant date. This grant does not have an expiration date. /s/ M. Gayle Hobson, POA 2017-02-07