0001127602-16-066517.txt : 20161109 0001127602-16-066517.hdr.sgml : 20161109 20161109114626 ACCESSION NUMBER: 0001127602-16-066517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTER ROBERT D CENTRAL INDEX KEY: 0001209442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161983233 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-07 0001041061 YUM BRANDS INC YUM 0001209442 WALTER ROBERT D 330 W. SPRING STREET COLUMBUS OH 43215 1 Phantom Stock 2016-11-07 4 P 0 2062.7702 62.01 A Common Stock 2062.7702 6851.7024 D Phantom Stock 2016-11-07 4 P 0 260.4844 62.01 A Common Stock 260.4844 865.2256 D Phantom Stock 2016-11-07 4 P 0 1695.3204 62.01 A Common Stock 1695.3204 5631.1804 D Phantom Stock 2016-11-07 4 P 0 1474.5325 62.01 A Common Stock 1474.5325 4897.8108 D Phantom Stock 2016-11-07 4 P 0 1273.7047 62.01 A Common Stock 1273.7047 4230.7407 D Phantom Stock 2016-11-07 4 P 0 1080.019 62.01 A Common Stock 1080.019 3587.3936 D Phantom Stock 2016-11-07 4 P 0 95.2958 62.01 A Common Stock 95.2958 316.5347 D Phantom Stock 2016-11-07 4 P 0 1022.6996 62.01 A Common Stock 1022.6996 3397.0013 D Phantom Stock 2016-11-07 4 P 0 90.2382 62.01 A Common Stock 90.2382 299.7354 D Phantom Stock 2016-11-07 4 P 0 1016.7354 62.01 A Common Stock 1016.7354 3377.1908 D Phantom Stock 2016-11-07 4 P 0 89.712 62.01 A Common Stock 89.712 297.9875 D Phantom Stock 2016-11-07 4 P 0 1234.9111 62.01 A Common Stock 1234.9111 4101.8836 D Phantom Stock 2016-11-07 4 P 0 208.3912 62.01 A Common Stock 208.3912 692.1928 D Phantom Stock 2016-11-07 4 P 0 307.7044 62.01 A Common Stock 307.7044 1022.0718 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases. The Director Deferred Compensation Plan does not have specified expiration dates. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. /s/ M. Gayle Hobson, POA 2016-11-09