0001127602-16-066517.txt : 20161109
0001127602-16-066517.hdr.sgml : 20161109
20161109114626
ACCESSION NUMBER: 0001127602-16-066517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTER ROBERT D
CENTRAL INDEX KEY: 0001209442
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 161983233
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-07
0001041061
YUM BRANDS INC
YUM
0001209442
WALTER ROBERT D
330 W. SPRING STREET
COLUMBUS
OH
43215
1
Phantom Stock
2016-11-07
4
P
0
2062.7702
62.01
A
Common Stock
2062.7702
6851.7024
D
Phantom Stock
2016-11-07
4
P
0
260.4844
62.01
A
Common Stock
260.4844
865.2256
D
Phantom Stock
2016-11-07
4
P
0
1695.3204
62.01
A
Common Stock
1695.3204
5631.1804
D
Phantom Stock
2016-11-07
4
P
0
1474.5325
62.01
A
Common Stock
1474.5325
4897.8108
D
Phantom Stock
2016-11-07
4
P
0
1273.7047
62.01
A
Common Stock
1273.7047
4230.7407
D
Phantom Stock
2016-11-07
4
P
0
1080.019
62.01
A
Common Stock
1080.019
3587.3936
D
Phantom Stock
2016-11-07
4
P
0
95.2958
62.01
A
Common Stock
95.2958
316.5347
D
Phantom Stock
2016-11-07
4
P
0
1022.6996
62.01
A
Common Stock
1022.6996
3397.0013
D
Phantom Stock
2016-11-07
4
P
0
90.2382
62.01
A
Common Stock
90.2382
299.7354
D
Phantom Stock
2016-11-07
4
P
0
1016.7354
62.01
A
Common Stock
1016.7354
3377.1908
D
Phantom Stock
2016-11-07
4
P
0
89.712
62.01
A
Common Stock
89.712
297.9875
D
Phantom Stock
2016-11-07
4
P
0
1234.9111
62.01
A
Common Stock
1234.9111
4101.8836
D
Phantom Stock
2016-11-07
4
P
0
208.3912
62.01
A
Common Stock
208.3912
692.1928
D
Phantom Stock
2016-11-07
4
P
0
307.7044
62.01
A
Common Stock
307.7044
1022.0718
D
Conversion occurs on a one-for-one basis.
Phantom Exercise Date
The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases.
The Director Deferred Compensation Plan does not have specified expiration dates.
Payments are made in accordance with elections on file.
The Program does not have specified expiration dates.
Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.
/s/ M. Gayle Hobson, POA
2016-11-09