0001127602-16-065704.txt : 20161101 0001127602-16-065704.hdr.sgml : 20161101 20161101170939 ACCESSION NUMBER: 0001127602-16-065704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (888)298-6986 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 161965555 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER NAME: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER NAME: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-10-31 1 0001673358 Yum China Holdings, Inc. YUMC 0001041061 YUM BRANDS INC 1441 GARDINER LANE LOUISVILLE KY 40213 1 Common Stock 2016-10-31 4 J 0 363758219 0 D 0 D On October 31, 2016, Yum! Brands, Inc. ("YUM ") distributed all of the outstanding shares of common stock of Yum China Holdings, Inc. ("Yum China") to its shareholders in a previously announced pro rata distribution. The 363,758,219 shares disposed of by YUM in the distribution consisted of 1003 shares previously reported as owned by YUM on October 7, 2016 and 363,757,216 additional shares received by YUM on October 27, 2016 as a stock dividend in a transaction exempt under Rule 16a-9 under the Securities Exchange Act of 1934. Additional information about this transaction can be found in Yum China's Registration Statement on Form 10, as amended /s/John P. Daly, Vice President 2016-11-01