0001127602-16-064792.txt : 20161014 0001127602-16-064792.hdr.sgml : 20161014 20161014130030 ACCESSION NUMBER: 0001127602-16-064792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161013 FILED AS OF DATE: 20161014 DATE AS OF CHANGE: 20161014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbs David W CENTRAL INDEX KEY: 0001628590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161936601 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-10-13 0001041061 YUM BRANDS INC YUM 0001628590 Gibbs David W 7100 CORPORATE DRIVE PLANO TX 75024 1 President, CFO Common Stock 2016-10-13 4 M 0 21600 29.61 A 48261 D Common Stock 2016-10-13 4 D 0 7113 89.92 D 41148 D Common Stock 2016-10-13 4 S 0 14487 89.92 D 26661 D Stock Appreciation Right 29.61 2016-10-13 4 M 0 21600 0 D 2008-01-19 2017-01-19 Common Stock 21600 0 D This transaction was executed in multiple prices ranging from $89.88 to $89.97. The price reported above reflects the average price at which the transaction was effected. Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2016-10-14