0001127602-16-048305.txt : 20160404
0001127602-16-048305.hdr.sgml : 20160404
20160404141439
ACCESSION NUMBER: 0001127602-16-048305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160401
FILED AS OF DATE: 20160404
DATE AS OF CHANGE: 20160404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eaton Roger G.
CENTRAL INDEX KEY: 0001423752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 161549988
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-04-01
0001041061
YUM BRANDS INC
YUM
0001423752
Eaton Roger G.
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
President KFC Global and COO
Common Stock
2016-04-01
4
M
0
28971
29.61
A
59075
D
Common Stock
2016-04-01
4
D
0
10397
82.51
D
48678
D
Common Stock
2016-04-01
4
S
0
18574
82.6462
D
30104
D
Stock Appreciation Right
29.61
2016-04-01
4
M
0
28971
0
D
2011-01-19
2017-01-19
Common Stock
28971
0
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $82.50 to $82.77. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2016-04-04