0001127602-16-040130.txt : 20160209
0001127602-16-040130.hdr.sgml : 20160209
20160209115437
ACCESSION NUMBER: 0001127602-16-040130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160205
FILED AS OF DATE: 20160209
DATE AS OF CHANGE: 20160209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOVAK DAVID C
CENTRAL INDEX KEY: 0001211696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 161398095
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-02-05
0001041061
YUM BRANDS INC
YUM
0001211696
NOVAK DAVID C
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
1
Executive Chairman
Restricted Stock Units
0
2015-05-01
5
J
0
E
941.32
0
A
Common Stock
941.32
211933.67
D
Restricted Stock Units
0
2015-08-07
5
J
0
E
991.81
0
A
Common Stock
991.81
212925.48
D
Restricted Stock Units
0
2015-11-06
5
J
0
E
1374.87
0
A
Common Stock
1374.87
214300.35
D
Stock Appreciation Right
69.76
2016-02-05
4
A
0
157895
0
A
2026-02-05
Common Stock
157895
157895
D
Phantom Stock
2016-02-05
4
A
0
7597.4771
0
A
Common Stock
7597.4771
7597.4771
D
Restricted Stock Units
0
2016-02-05
5
J
0
E
1413.1
0
A
Common Stock
1413.1
215713.45
D
The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months from his retirement from YUM! Brands, Inc.
Vesting occurs 25% per year beginning one year from grant date.
Conversion occurs on a one-for-one basis.
Payments are made in accordance with elections on file.
The Program does not have specified expiration dates.
/s/ M. Gayle Hobson, POA
2016-02-09