0001127602-16-040130.txt : 20160209 0001127602-16-040130.hdr.sgml : 20160209 20160209115437 ACCESSION NUMBER: 0001127602-16-040130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161398095 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 Executive Chairman Restricted Stock Units 0 2015-05-01 5 J 0 E 941.32 0 A Common Stock 941.32 211933.67 D Restricted Stock Units 0 2015-08-07 5 J 0 E 991.81 0 A Common Stock 991.81 212925.48 D Restricted Stock Units 0 2015-11-06 5 J 0 E 1374.87 0 A Common Stock 1374.87 214300.35 D Stock Appreciation Right 69.76 2016-02-05 4 A 0 157895 0 A 2026-02-05 Common Stock 157895 157895 D Phantom Stock 2016-02-05 4 A 0 7597.4771 0 A Common Stock 7597.4771 7597.4771 D Restricted Stock Units 0 2016-02-05 5 J 0 E 1413.1 0 A Common Stock 1413.1 215713.45 D The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months from his retirement from YUM! Brands, Inc. Vesting occurs 25% per year beginning one year from grant date. Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2016-02-09