0001127602-16-040052.txt : 20160208 0001127602-16-040052.hdr.sgml : 20160208 20160208164900 ACCESSION NUMBER: 0001127602-16-040052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Skeans Tracy L CENTRAL INDEX KEY: 0001660119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161396155 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0001041061 YUM BRANDS INC YUM 0001660119 Skeans Tracy L 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief People Officer Stock Appreciation Right 69.76 2016-02-05 4 A 0 39439 0 A 2026-02-05 Common Stock 39439 39439 D Stock Appreciation Right 69.76 2016-02-05 4 A 0 17544 0 A 2020-02-05 2026-02-05 Common Stock 17544 17544 D Phantom Stock 2016-02-05 4 A 0 3120.4702 0 A Common Stock 3120.4702 3120.4702 D Phantom Stock 2016-02-05 4 A 0 1040.1567 0 A Common Stock 1040.1567 1040.1567 D Phantom Stock 2016-02-05 4 D 0 100.3688 72.31 D Common Stock 100.3688 1594.5636 D Vesting occurs 25% per year beginning one year from grant date. Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2016-02-08