0001127602-16-040042.txt : 20160208 0001127602-16-040042.hdr.sgml : 20160208 20160208164305 ACCESSION NUMBER: 0001127602-16-040042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pant Muktesh CENTRAL INDEX KEY: 0001456722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161396105 MAIL ADDRESS: STREET 1: 14841 NORTH DALLAS PARKWAY STREET 2: THE ABERDEEN CITY: DALLAS STATE: TX ZIP: 75254 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0001041061 YUM BRANDS INC YUM 0001456722 Pant Muktesh 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 1 CEO China Stock Appreciation Right 69.76 2016-02-05 4 A 0 210527 0 A 2026-02-05 Common Stock 210527 210527 D Vesting occurs 25% per year beginning one year from grant date. /s/ M. Gayle Hobson, POA 2016-02-08