0001127602-16-040039.txt : 20160208 0001127602-16-040039.hdr.sgml : 20160208 20160208163906 ACCESSION NUMBER: 0001127602-16-040039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kesselman Marc L. CENTRAL INDEX KEY: 0001631954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161396070 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE, SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0001041061 YUM BRANDS INC YUM 0001631954 Kesselman Marc L. 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Legal Officer and GC Stock Appreciation Right 69.76 2016-02-05 4 A 0 63158 0 A 2026-02-05 Common Stock 63158 63158 D Stock Appreciation Right 69.76 2016-02-05 4 A 0 35088 0 A 2026-02-05 Common Stock 35088 35088 D Restricted Stock Units 2016-02-05 4 A 0 14335 0 A Common Stock 14335 14335 D Vesting occurs 25% per year beginning one year from grant date. Conversion occurs on a one-for-one basis. Vesting occurs 33% per year beginning one year from grant date. This grant does not have an expiration date. /s/ M. Gayle Hobson, POA 2016-02-08