0001127602-16-040006.txt : 20160208 0001127602-16-040006.hdr.sgml : 20160208 20160208144815 ACCESSION NUMBER: 0001127602-16-040006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Niccol Brian R CENTRAL INDEX KEY: 0001628588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161395340 MAIL ADDRESS: STREET 1: 1 GLEN BELL WAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0001041061 YUM BRANDS INC YUM 0001628588 Niccol Brian R 1 GLEN BELL WAY IRVINE CA 92618 1 CEO, Taco Bell Stock Appreciation Right 69.76 2016-02-05 4 A 0 78948 0 A 2026-02-05 Common Stock 78948 78948 D Stock Appreciation Right 69.76 2016-02-05 4 A 0 35088 0 A 2021-02-05 2026-02-05 Common Stock 35088 35088 D Phantom Stock 2016-02-05 4 F 0 656.3799 72.31 D Common Stock 656.3799 16508.7841 D Vesting occurs 25% per year beginning one year from grant date. Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2016-02-08