0001127602-16-039970.txt : 20160208 0001127602-16-039970.hdr.sgml : 20160208 20160208103246 ACCESSION NUMBER: 0001127602-16-039970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN THOMAS M CENTRAL INDEX KEY: 0001194416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161394424 MAIL ADDRESS: STREET 1: ONE CVS DR CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0001041061 YUM BRANDS INC YUM 0001194416 RYAN THOMAS M C/O CVS CORPORATION WOONSOCKET RI 02895 1 Stock Appreciation Right 69.76 2016-02-05 4 A 0 3139 0 A 2016-02-05 2026-02-05 Common Stock 3139 3139 D Phantom Stock 2016-02-05 4 A 0 2866.9725 0 A Common Stock 2866.9725 2866.9725 D Phantom Stock 2016-02-05 4 A 0 89.5929 0 A Common Stock 89.5929 89.5929 D Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. /s/ M. Gayle Hobson, POA 2016-02-08