0001127602-16-035981.txt : 20160105 0001127602-16-035981.hdr.sgml : 20160105 20160105172521 ACCESSION NUMBER: 0001127602-16-035981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN THOMAS M CENTRAL INDEX KEY: 0001194416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161323750 MAIL ADDRESS: STREET 1: ONE CVS DR CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-01 0001041061 YUM BRANDS INC YUM 0001194416 RYAN THOMAS M C/O CVS CORPORATION WOONSOCKET RI 02895 1 Common Stock 2016-01-01 4 M 0 4788 73.05 A 49962 I Ryan Trust Common Stock 2016-01-01 4 M 0 177 73.05 A 50139 I Ryan Trust Common Stock 2016-01-01 4 M 0 349 73.06 A 50488 I Ryan Trust Common Stock 2016-01-01 4 M 0 2374 73.05 A 52862 I Ryan Trust Phantom Stock 2016-01-01 4 M 0 4788 0 D Common Stock 4788 0.9322 D Phantom Stock 2016-01-01 4 M 0 177 0 D Common Stock 177 0.3679 D Phantom Stock 2016-01-01 4 M 0 349 0 D Common Stock 349 0.162 D Phantom Stock 2016-01-01 4 M 0 2374 0 D Common Stock 2374 0 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. /s/ M. Gayle Hobson, POA 2016-01-05