0001127602-15-032222.txt : 20151123 0001127602-15-032222.hdr.sgml : 20151123 20151123083258 ACCESSION NUMBER: 0001127602-15-032222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151120 FILED AS OF DATE: 20151123 DATE AS OF CHANGE: 20151123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: su Jingshyh S CENTRAL INDEX KEY: 0001315720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 151248393 MAIL ADDRESS: STREET 1: 1441 STREET 2: GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-20 0001041061 YUM BRANDS INC YUM 0001315720 su Jingshyh S 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 Chair & CEO - China Division Common Stock 2015-11-20 4 M 0 62158 24.4675 A 164234 D Common Stock 2015-11-20 4 D 0 20845 72.96 D 143389 D Common Stock 2015-11-20 4 S 0 41313 72.5797 D 102076 D Common Stock 278361 I BVI Company Stock Appreciation Right 24.4675 2015-11-20 4 M 0 62158 0 D 2010-01-26 2016-01-26 Common Stock 62158 62158 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $72.34 to $72.82. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2015-11-23