0001127602-15-009017.txt : 20150302 0001127602-15-009017.hdr.sgml : 20150302 20150302134457 ACCESSION NUMBER: 0001127602-15-009017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150227 FILED AS OF DATE: 20150302 DATE AS OF CHANGE: 20150302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eaton Roger G. CENTRAL INDEX KEY: 0001423752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 15663583 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-02-27 0001041061 YUM BRANDS INC YUM 0001423752 Eaton Roger G. 1441 GARDINER LANE LOUISVILLE KY 40213 1 President KFC Global and COO Common Stock 2015-02-27 4 M 0 33152 24.4675 A 59193 D Common Stock 2015-02-27 4 D 0 18993 79.30 D 40200 D Common Stock 2015-02-27 4 S 0 14159 79.328 D 26041 D Common Stock 2015-02-27 4 M 0 20720 24.4675 A 46761 D Common Stock 2015-02-27 4 D 0 12392 79.55 D 34369 D Common Stock 2015-02-27 4 S 0 8328 79.9086 D 26041 D Stock Appreciation Right 24.4675 2015-02-27 4 M 0 33152 0 D 2010-01-26 2016-01-26 Common Stock 33152 0 D Stock Appreciation Right 24.4675 2015-02-27 4 M 0 20720 0 D 2010-01-26 2016-01-26 Common Stock 20720 0 D This transaction was executed in multiple trades at prices ranging from $79.21 to $80.00. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $79.21 to $80.00. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2015-03-02