0001127602-15-005126.txt : 20150210 0001127602-15-005126.hdr.sgml : 20150210 20150210105530 ACCESSION NUMBER: 0001127602-15-005126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150206 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 15591001 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-02-06 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 Executive Chairman Restricted Stock Units 0 2014-02-07 5 J 0 E 1060.02 0 A Common Stock 1060.02 206561.58 D Restricted Stock Units 0 2014-05-02 5 J 0 E 1002.99 0 A Common Stock 1002.99 207564.57 D Restricted Stock Units 0 2014-08-01 5 J 0 E 1089.96 0 A Common Stock 1089.96 208654.53 D Restricted Stock Units 0 2014-11-07 5 J 0 E 1174.15 0 A Common Stock 1174.15 209828.68 D Stock Appreciation Right 73.93 2015-02-06 4 A 0 136034 0 A 2025-02-05 Common Stock 136034 136034 D Restricted Stock Units 0 2015-02-06 5 J 0 E 1163.67 0 A Common Stock 1163.67 210992.35 D The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months from his retirement from YUM! Brands, Inc. Vesting occurs 25% per year beginning one year from grant date. /s/ M. Gayle Hobson, POA 2015-02-10