0001127602-15-000110.txt : 20150102 0001127602-15-000110.hdr.sgml : 20150101 20150102131056 ACCESSION NUMBER: 0001127602-15-000110 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150101 FILED AS OF DATE: 20150102 DATE AS OF CHANGE: 20150102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbs David W CENTRAL INDEX KEY: 0001628590 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 15500935 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2015-01-01 0 0001041061 YUM BRANDS INC YUM 0001628590 Gibbs David W 7100 CORPORATE DRIVE PLANO TX 75024 1 CEO, Pizza Hut Common Stock 14336 D Phantom Stock Common Stock 3212.6202 D Phantom Stock Common Stock 238.0343 D Phantom Stock Common Stock 652.64 D Phantom Stock Common Stock 4068.9024 D Phantom Stock Common Stock 19068.866 D Phantom Stock Common Stock 8972.2899 D Stock Appreciation Right 24.4675 2007-01-26 2016-01-26 Common Stock 26936 D Stock Appreciation Right 29.29 2010-02-05 2019-02-05 Common Stock 33830 D Stock Appreciation Right 29.29 2013-02-05 2019-02-05 Common Stock 8458 D Stock Appreciation Right 29.61 2008-01-19 2017-01-19 Common Stock 21600 D Stock Appreciation Right 32.98 2011-02-05 2020-02-05 Common Stock 31555 D Stock Appreciation Right 34.155 2011-09-20 2017-09-20 Common Stock 18631 D Stock Appreciation Right 37.30 2009-01-24 2018-01-24 Common Stock 26772 D Stock Appreciation Right 39.64 2015-05-20 2020-05-20 Common Stock 24493 D Stock Appreciation Right 49.30 2012-02-04 2021-02-04 Common Stock 30550 D Stock Appreciation Right 62.93 2014-02-06 2023-02-06 Common Stock 37885 D Stock Appreciation Right 62.93 2017-02-06 2023-02-06 Common Stock 37885 D Stock Appreciation Right 64.44 2013-02-08 2022-02-08 Common Stock 24827 D Stock Appreciation Right 70.54 2015-02-05 2024-02-05 Common Stock 41260 D Stock Appreciation Right 70.54 2019-02-05 2024-02-05 Common Stock 34384 D Payments are made in accordance with elections on file. The Program does not have specified expiration dates. Conversion occurs on a one-for-one basis. Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2015-01-02