0001127602-14-035693.txt : 20141219 0001127602-14-035693.hdr.sgml : 20141219 20141219134300 ACCESSION NUMBER: 0001127602-14-035693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141219 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 141298637 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-12-19 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 40213 1 President Common Stock 2014-12-19 4 M 0 6553 71.74 A 13818 D Common Stock 2014-12-19 4 F 0 3049 71.74 D 10769 D Common Stock 2014-12-19 4 M 0 28680 71.74 A 39449 D Common Stock 2014-12-19 4 F 0 13079 71.74 D 26370 D Common Stock 2014-12-19 4 M 0 853 71.74 A 27223 D Common Stock 2014-12-19 4 F 0 389 71.74 D 26834 D Common Stock 20833 I Carucci Dynasty Trust Common Stock 6000 I Carucci Trust Phantom Stock 2014-12-19 4 M 0 6553 0 D Common Stock 6553 0.8084 D Phantom Stock 2014-12-19 4 M 0 28680 0 D Common Stock 28680 0.9484 D Phantom Stock 2014-12-19 4 M 0 853 0 D Common Stock 853 0.071 D Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2014-12-19