0001127602-14-020416.txt : 20140624 0001127602-14-020416.hdr.sgml : 20140624 20140610154810 ACCESSION NUMBER: 0001127602-14-020416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140609 FILED AS OF DATE: 20140610 DATE AS OF CHANGE: 20140610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pant Muktesh CENTRAL INDEX KEY: 0001456722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 14901977 MAIL ADDRESS: STREET 1: 14841 NORTH DALLAS PARKWAY STREET 2: THE ABERDEEN CITY: DALLAS STATE: TX ZIP: 75254 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-06-09 0001041061 YUM BRANDS INC YUM 0001456722 Pant Muktesh 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 1 CEO KFC Common Stock 2014-06-09 4 M 0 12865 26.5275 A 25681 D Common Stock 2014-06-09 4 S 0 12865 80.0062 D 12816 D Common Stock 1993.054 I By 401(k) Account Employee Stock Option (Right to Buy) 26.5275 2014-06-09 4 M 0 12865 0 D 2009-07-21 2015-07-21 Common Stock 12865 12866 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $80.00 to $80.03. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2014-06-10