0001127602-14-009425.txt : 20140303 0001127602-14-009425.hdr.sgml : 20140303 20140303133809 ACCESSION NUMBER: 0001127602-14-009425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grismer Patrick J CENTRAL INDEX KEY: 0001548438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 14659544 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-03 0001041061 YUM BRANDS INC YUM 0001548438 Grismer Patrick J 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Financial Officer Common Stock 2014-03-03 4 M 0 4157 24.4675 A 4157 D Common Stock 2014-03-03 4 D 0 2760 73.35 D 1397 D Common Stock 2014-03-03 4 S 0 1397 73.3426 D 0 D Common Stock 6240 I 401(k) Plan Common Stock 1600 I Family Trust Common Stock 8500 I Individual Retirement Account Common Stock 1500 I Personal Trust Stock Appreciation Right 24.4675 2014-03-03 4 M 0 4157 0 D 2007-01-26 2016-01-26 Common Stock 4157 4159 D Pursuant to 10b5-1 Plan /s/ M. Gayle Hobson, POA 2014-03-03