0001127602-14-004682.txt : 20140206 0001127602-14-004682.hdr.sgml : 20140206 20140206102307 ACCESSION NUMBER: 0001127602-14-004682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140205 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 14578419 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-05 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 1 SVP and Chief Public Affairs Common Stock 2014-02-05 4 M 0 6835 29.29 A 28966 D Common Stock 2014-02-05 4 D 0 4131 70.92 D 24835 D Common Stock 2014-02-05 4 S 0 2704 70.8996 D 22131 D Common Stock 2014-02-05 4 M 0 2665 32.98 A 24796 D Common Stock 2014-02-05 4 D 0 1705 70.92 D 23091 D Common Stock 2014-02-05 4 S 0 960 70.8996 D 22131 D Stock Appreciation Right 29.29 2014-02-05 4 M 0 6835 0 D 2013-02-05 2019-02-05 Common Stock 6835 0 D Stock Appreciation Right 32.98 2014-02-05 4 M 0 2665 0 D 2011-02-05 2020-02-05 Common Stock 2665 83394 D Pursuant to 10b5-1 Plan Vesting occurs 25% per year beginning 02/05/2011. /s/ M. Gayle Hobson, POA 2014-02-06