0001127602-14-000385.txt : 20140102
0001127602-14-000385.hdr.sgml : 20140101
20140102190435
ACCESSION NUMBER: 0001127602-14-000385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140102
DATE AS OF CHANGE: 20140102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLUM JONATHAN DAVID
CENTRAL INDEX KEY: 0001238486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 14503056
MAIL ADDRESS:
STREET 1: C/O YUM BRANDS INC
STREET 2: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-01-02
0001041061
YUM BRANDS INC
YUM
0001238486
BLUM JONATHAN DAVID
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
SVP and Chief Public Affairs
Common Stock
2014-01-02
4
M
0
9500
29.29
A
31631
D
Common Stock
2014-01-02
4
D
0
5662
75.27
D
25969
D
Common Stock
2014-01-02
4
S
0
3838
75.28
D
22131
D
Stock Appreciation Right
29.29
2014-01-02
4
M
0
9500
0
D
2013-02-05
2019-02-05
Common Stock
9500
6835
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $75.25 to $75.29. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2014-01-02