0001127602-13-035278.txt : 20131220
0001127602-13-035278.hdr.sgml : 20131220
20131220095714
ACCESSION NUMBER: 0001127602-13-035278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131219
FILED AS OF DATE: 20131220
DATE AS OF CHANGE: 20131220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carucci Richard
CENTRAL INDEX KEY: 0001306837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 131290114
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 47113
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-12-19
0001041061
YUM BRANDS INC
YUM
0001306837
Carucci Richard
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
President
Common Stock
2013-12-19
4
M
0
1316
72.73
A
7866
D
Common Stock
2013-12-19
4
F
0
601
72.73
D
7265
D
Common Stock
20833
I
Carucci Dynasty Trust
Common Stock
6000
I
Carucci Trust
Phantom Stock
2013-12-19
4
M
0
1316
0
D
Common Stock
1316
28680.9484
D
Conversion occurs on a one-for-one basis.
Phantom Exercise Date
The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
/s/ M. Gayle Hobson, POA
2013-12-20