0001127602-13-034621.txt : 20131216
0001127602-13-034621.hdr.sgml : 20131216
20131216141129
ACCESSION NUMBER: 0001127602-13-034621
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131213
FILED AS OF DATE: 20131216
DATE AS OF CHANGE: 20131216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: su Jingshyh S
CENTRAL INDEX KEY: 0001315720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 131278604
MAIL ADDRESS:
STREET 1: 1441
STREET 2: GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-12-13
0001041061
YUM BRANDS INC
YUM
0001315720
su Jingshyh S
1441
GARDINER LANE
LOUISVILLE
KY
40213
1
1
Chair & CEO - China Division
Common Stock
2013-12-13
4
M
0
29574
17.23
A
120442
D
Common Stock
2013-12-13
4
M
0
58040
17.23
A
178482
D
Common Stock
2013-12-13
4
S
0
87614
71.93
D
90868
D
Common Stock
278361
I
BVI Company
Employee Stock Option (Right to Buy)
17.23
2013-12-13
4
M
0
29574
0
D
2005-01-27
2014-01-27
Common Stock
29574
0
D
Employee Stock Option (Right to Buy)
17.23
2013-12-13
4
M
0
58040
0
D
2005-01-27
2014-01-27
Common Stock
58040
0
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $71.67 to $72.37. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares at prices at which the transaction was effected
/s/ M. Gayle Hobson, POA
2013-12-16