0001127602-13-034621.txt : 20131216 0001127602-13-034621.hdr.sgml : 20131216 20131216141129 ACCESSION NUMBER: 0001127602-13-034621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131213 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: su Jingshyh S CENTRAL INDEX KEY: 0001315720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 131278604 MAIL ADDRESS: STREET 1: 1441 STREET 2: GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-13 0001041061 YUM BRANDS INC YUM 0001315720 su Jingshyh S 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 Chair & CEO - China Division Common Stock 2013-12-13 4 M 0 29574 17.23 A 120442 D Common Stock 2013-12-13 4 M 0 58040 17.23 A 178482 D Common Stock 2013-12-13 4 S 0 87614 71.93 D 90868 D Common Stock 278361 I BVI Company Employee Stock Option (Right to Buy) 17.23 2013-12-13 4 M 0 29574 0 D 2005-01-27 2014-01-27 Common Stock 29574 0 D Employee Stock Option (Right to Buy) 17.23 2013-12-13 4 M 0 58040 0 D 2005-01-27 2014-01-27 Common Stock 58040 0 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $71.67 to $72.37. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares at prices at which the transaction was effected /s/ M. Gayle Hobson, POA 2013-12-16