0001127602-13-034561.txt : 20131213 0001127602-13-034561.hdr.sgml : 20131213 20131213133236 ACCESSION NUMBER: 0001127602-13-034561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131213 DATE AS OF CHANGE: 20131213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavanagh Michael J CENTRAL INDEX KEY: 0001304481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 131275777 MAIL ADDRESS: STREET 1: 1 BANK ONE PLAZA STREET 2: IL1-0877 CITY: CHICAGO STATE: IL ZIP: 60670 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-12 0001041061 YUM BRANDS INC YUM 0001304481 Cavanagh Michael J 270 PARK AVENUE 47TH FLOOR NEW YORK NY 10017 1 Phantom Stock 2013-12-12 4 A 0 2374.3017 0 A Common Stock 2374.3017 2374.3017 D Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2013-12-13