0001127602-13-034233.txt : 20131210 0001127602-13-034233.hdr.sgml : 20131210 20131210163041 ACCESSION NUMBER: 0001127602-13-034233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131210 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell David Eric CENTRAL INDEX KEY: 0001513190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 131268732 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-10 0001041061 YUM BRANDS INC YUM 0001513190 Russell David Eric 1441 GARDINER LANE LOUISVILLE KY 40213 1 Vice President, Controller Common Stock 2013-12-10 4 M 0 20190 24.1075 A 23455 D Common Stock 2013-12-10 4 S 0 20190 73.342 D 3265 D Common Stock 920.1189 I 401(k) Holdings Employee Stock Option (Right to Buy) 24.1075 2013-12-10 4 M 0 20190 0 D 2006-11-18 2015-11-18 Common Stock 20190 0 D This transaction was executed in multiple trades at prices ranging from $73.25 to $73.44. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2013-12-10