0001127602-13-030075.txt : 20131031
0001127602-13-030075.hdr.sgml : 20131031
20131031133950
ACCESSION NUMBER: 0001127602-13-030075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131030
FILED AS OF DATE: 20131031
DATE AS OF CHANGE: 20131031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grismer Patrick J
CENTRAL INDEX KEY: 0001548438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 131181897
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-10-30
0001041061
YUM BRANDS INC
YUM
0001548438
Grismer Patrick J
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
Chief Financial Officer
Common Stock
2013-10-30
4
M
0
4157
24.0175
A
4157
D
Common Stock
2013-10-30
4
S
0
4157
68.031
D
0
D
Common Stock
6240
I
401(k) Plan
Common Stock
1600
I
Family Trust
Common Stock
8500
I
Individual Retirement Account
Common Stock
1500
I
Personal Trust
Employee Stock Option (Right to Buy)
24.1075
2013-10-30
4
M
0
4157
0
D
2006-11-18
2015-11-18
Common Stock
4157
6088
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $68.30 to $68.37. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2013-10-31