0001127602-13-026664.txt : 20130905 0001127602-13-026664.hdr.sgml : 20130905 20130905133307 ACCESSION NUMBER: 0001127602-13-026664 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grismer Patrick J CENTRAL INDEX KEY: 0001548438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 131079919 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-09-03 0001041061 YUM BRANDS INC YUM 0001548438 Grismer Patrick J 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Financial Officer Common Stock 2013-09-03 4 M 0 4157 24.0175 A 4157 D Common Stock 2013-09-03 4 S 0 4157 70.55 D 0 D Common Stock 6240 I 401(k) Plan Common Stock 1600 I Family Trust Common Stock 8500 I Individual Retirement Account Common Stock 1500 I Personal Trust Employee Stock Option (Right to Buy) 24.1075 2013-09-03 4 M 0 4157 0 D 2006-11-18 2015-11-18 Common Stock 4157 10245 D Pursuant to 10b5-1 Plan /s/ M. Gayle Hobson, POA 2013-09-05