0001127602-13-019164.txt : 20130604
0001127602-13-019164.hdr.sgml : 20130604
20130604085622
ACCESSION NUMBER: 0001127602-13-019164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130603
FILED AS OF DATE: 20130604
DATE AS OF CHANGE: 20130604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLUM JONATHAN DAVID
CENTRAL INDEX KEY: 0001238486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 13889828
MAIL ADDRESS:
STREET 1: C/O YUM BRANDS INC
STREET 2: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-06-03
0001041061
YUM BRANDS INC
YUM
0001238486
BLUM JONATHAN DAVID
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
SVP and Chief Public Affairs
Common Stock
2013-06-03
4
M
0
9500
29.29
A
31631
D
Common Stock
2013-06-03
4
D
0
6745
67.92
D
24886
D
Common Stock
2013-06-03
4
S
0
2755
67.85
D
22131
D
Stock Appreciation Right
29.29
2013-06-03
4
M
0
9500
0
D
2013-02-05
2019-02-05
Common Stock
9500
73335
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $67.84 to $67.87. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2013-06-04