0001127602-13-019164.txt : 20130604 0001127602-13-019164.hdr.sgml : 20130604 20130604085622 ACCESSION NUMBER: 0001127602-13-019164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130603 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 13889828 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-06-03 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 1 SVP and Chief Public Affairs Common Stock 2013-06-03 4 M 0 9500 29.29 A 31631 D Common Stock 2013-06-03 4 D 0 6745 67.92 D 24886 D Common Stock 2013-06-03 4 S 0 2755 67.85 D 22131 D Stock Appreciation Right 29.29 2013-06-03 4 M 0 9500 0 D 2013-02-05 2019-02-05 Common Stock 9500 73335 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $67.84 to $67.87. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2013-06-04