0001127602-13-013279.txt : 20130403
0001127602-13-013279.hdr.sgml : 20130403
20130403163806
ACCESSION NUMBER: 0001127602-13-013279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130401
FILED AS OF DATE: 20130403
DATE AS OF CHANGE: 20130403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carucci Richard
CENTRAL INDEX KEY: 0001306837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 13739998
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 47113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-04-01
0001041061
YUM BRANDS INC
YUM
0001306837
Carucci Richard
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
President
Common Stock
2013-04-01
4
M
0
12172
71.94
A
12172
D
Common Stock
2013-04-01
4
F
0
6257
71.94
D
5915
D
Common Stock
20833
I
Carucci Dynasty Trust
Common Stock
6000
I
Carucci Trust
Phantom Stock
2013-04-01
4
M
0
12172
0
D
Common Stock
12172
0.744
D
Conversion occurs on a one-for-one basis.
Phantom Exercise Date
The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
/s/ M. Gayle Hobson, POA
2013-04-03