0001127602-13-004728.txt : 20130207
0001127602-13-004728.hdr.sgml : 20130207
20130207151808
ACCESSION NUMBER: 0001127602-13-004728
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130206
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grismer Patrick J
CENTRAL INDEX KEY: 0001548438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 13582038
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-02-06
0001041061
YUM BRANDS INC
YUM
0001548438
Grismer Patrick J
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
Chief Financial Officer
Stock Appreciation Right
62.93
2013-02-06
4
A
0
75770
0
A
2014-02-06
2023-02-06
Common Stock
75770
75770
D
Phantom Stock
2013-02-06
4
A
0
16118.6503
0
A
Common Stock
16118.6503
16118.6503
D
Stock Appreciation Right
62.93
2013-02-06
4
A
0
45462
0
A
2018-02-06
2023-02-06
Common Stock
45462
45462
D
Vesting occurs on a quarterly basis beginning one year from grant date.
Conversion occurs on a one-for-one basis.
Payments are made in accordance with elections on file.
The Program does not have specified expiration dates.
/s/ M. Gayle Hobson, POA
2013-02-07