0001127602-13-004728.txt : 20130207 0001127602-13-004728.hdr.sgml : 20130207 20130207151808 ACCESSION NUMBER: 0001127602-13-004728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grismer Patrick J CENTRAL INDEX KEY: 0001548438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 13582038 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-06 0001041061 YUM BRANDS INC YUM 0001548438 Grismer Patrick J 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Financial Officer Stock Appreciation Right 62.93 2013-02-06 4 A 0 75770 0 A 2014-02-06 2023-02-06 Common Stock 75770 75770 D Phantom Stock 2013-02-06 4 A 0 16118.6503 0 A Common Stock 16118.6503 16118.6503 D Stock Appreciation Right 62.93 2013-02-06 4 A 0 45462 0 A 2018-02-06 2023-02-06 Common Stock 45462 45462 D Vesting occurs on a quarterly basis beginning one year from grant date. Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2013-02-07