0001127602-13-004574.txt : 20130207 0001127602-13-004574.hdr.sgml : 20130207 20130207103525 ACCESSION NUMBER: 0001127602-13-004574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISSOM J DAVID CENTRAL INDEX KEY: 0000941418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 13580569 MAIL ADDRESS: STREET 1: MAYFAIR CAPITAL INC CAPITAL HOLDINGS CTR STREET 2: 400 MARKET STREET SUITE 2510 CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-06 0001041061 YUM BRANDS INC YUM 0000941418 GRISSOM J DAVID 4969 U.S. HWY 42 LOUISVILLE KY 40222 1 Common Stock 2013-02-06 4 M 0 4530 29.6025 A 86463.24 D Common Stock 2013-02-06 4 D 0 2137 62.78 D 84326.24 D Common Stock 2013-02-06 4 M 0 3510 38.615 A 87836.24 D Common Stock 2013-02-06 4 D 0 2159 62.78 D 85677.24 D Common Stock 2013-02-06 4 M 0 3887 30.60 A 89564.24 D Common Stock 2013-02-06 4 D 0 1895 62.78 D 87669.24 D Common Stock 2013-02-06 4 M 0 3679 33.60 A 91348.24 D Common Stock 2013-02-06 4 D 0 1938 62.78 D 89410.24 D Common Stock 2013-02-06 4 M 0 3202 50.54 A 92612.24 D Common Stock 2013-02-06 4 D 0 2578 62.78 D 90034.24 D Common Stock 2013-02-06 4 M 0 2871 52.62 A 92905.24 D Common Stock 2013-02-06 4 D 0 2407 62.78 D 90498.24 D Common Stock 10000 I By Indep. IRA - GT Common Stock 5400 I By Indep. Retirement Acct. #1 Common Stock 10600 I By Indep. Retirement Acct. #4 Stock Appreciation Right 29.6025 2013-02-06 4 M 0 4530 0 D 2007-11-07 2016-11-07 Common Stock 4530 0 D Stock Appreciation Right 38.615 2013-02-06 4 M 0 3510 0 D 2008-11-06 2017-11-06 Common Stock 3510 0 D Stock Appreciation Right 30.60 2013-02-06 4 M 0 3887 0 D 2009-11-04 2018-11-04 Common Stock 3887 0 D Stock Appreciation Right 33.06 2013-02-06 4 M 0 3679 0 D 2009-11-03 2019-11-03 Common Stock 3679 0 D Stock Appreciation Right 50.54 2013-02-06 4 M 0 3202 0 D 2010-11-02 2020-11-02 Common Stock 3202 0 D Stock Appreciation Right 52.62 2013-02-06 4 M 0 2871 0 D 2011-11-01 2021-11-01 Common Stock 2871 0 D /s/ M. Gayle Hobson, POA 2013-02-07