0001127602-13-002760.txt : 20130125 0001127602-13-002760.hdr.sgml : 20130125 20130125181629 ACCESSION NUMBER: 0001127602-13-002760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 13549829 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 40213 1 Sr VP Fin/CFO Phantom Stock 2013-01-24 4 A 0 12365.41 0 A Common Stock 12365.41 12365.41 D Phantom Stock 2013-01-24 4 F 0 386.098 66.39 D Common Stock 386.098 11979.312 D Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2013-01-25