0001127602-12-033750.txt : 20121212
0001127602-12-033750.hdr.sgml : 20121212
20121212172033
ACCESSION NUMBER: 0001127602-12-033750
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121212
FILED AS OF DATE: 20121212
DATE AS OF CHANGE: 20121212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRAGAMO MASSIMO
CENTRAL INDEX KEY: 0001238577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 121259928
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-12-12
0001041061
YUM BRANDS INC
YUM
0001238577
FERRAGAMO MASSIMO
C/O FERRAGAMO U.S.A.
NEW YORK
NY
10022
1
Common Stock
2012-12-12
4
M
0
2756
21.7775
A
51874
D
Common Stock
2012-12-12
4
M
0
5056
25.3125
A
56930
D
Common Stock
2012-12-12
4
S
0
3647
67.66
D
53283
D
Common Stock
2012-12-12
4
M
0
3546
16.9275
A
56829
D
Employee Stock Option (Right to Buy)
21.7775
2012-12-12
4
M
0
2756
0
D
2005-11-02
2014-11-02
Common Stock
2756
0
D
Employee Stock Option (Right to Buy)
25.3125
2012-12-12
4
M
0
5056
0
D
2006-11-01
2015-11-01
Common Stock
5056
0
D
Employee Stock Option (Right to Buy)
16.9275
2012-12-12
4
M
0
3546
0
D
2004-11-04
2013-11-04
Common Stock
3546
0
D
This transaction was executed in multiple trades at prices ranging from $67.66 to $67.67. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2012-12-12