0001127602-12-033750.txt : 20121212 0001127602-12-033750.hdr.sgml : 20121212 20121212172033 ACCESSION NUMBER: 0001127602-12-033750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121212 FILED AS OF DATE: 20121212 DATE AS OF CHANGE: 20121212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRAGAMO MASSIMO CENTRAL INDEX KEY: 0001238577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 121259928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-12 0001041061 YUM BRANDS INC YUM 0001238577 FERRAGAMO MASSIMO C/O FERRAGAMO U.S.A. NEW YORK NY 10022 1 Common Stock 2012-12-12 4 M 0 2756 21.7775 A 51874 D Common Stock 2012-12-12 4 M 0 5056 25.3125 A 56930 D Common Stock 2012-12-12 4 S 0 3647 67.66 D 53283 D Common Stock 2012-12-12 4 M 0 3546 16.9275 A 56829 D Employee Stock Option (Right to Buy) 21.7775 2012-12-12 4 M 0 2756 0 D 2005-11-02 2014-11-02 Common Stock 2756 0 D Employee Stock Option (Right to Buy) 25.3125 2012-12-12 4 M 0 5056 0 D 2006-11-01 2015-11-01 Common Stock 5056 0 D Employee Stock Option (Right to Buy) 16.9275 2012-12-12 4 M 0 3546 0 D 2004-11-04 2013-11-04 Common Stock 3546 0 D This transaction was executed in multiple trades at prices ranging from $67.66 to $67.67. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2012-12-12