0001127602-12-033659.txt : 20121212
0001127602-12-033659.hdr.sgml : 20121212
20121212145132
ACCESSION NUMBER: 0001127602-12-033659
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121210
FILED AS OF DATE: 20121212
DATE AS OF CHANGE: 20121212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOVAK DAVID C
CENTRAL INDEX KEY: 0001211696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 121258869
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-12-10
0001041061
YUM BRANDS INC
YUM
0001211696
NOVAK DAVID C
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
1
Chair CEO and Pres
Common Stock
2012-12-10
4
M
0
585934
17.23
A
822764.08
D
Common Stock
2012-12-10
4
S
0
540600
66.20
D
282164.08
D
Common Stock
30548
I
401(k) Plan
Common Stock
0
I
By Daughter
Restricted Stock Units
0
2012-02-03
5
J
0
E
893.55
0
A
Common Stock
893.55
201048.7187
D
Restricted Stock Units
0
2012-05-04
5
J
0
E
805.33
0
A
Common Stock
805.33
201854.0487
D
Restricted Stock Units
0
2012-08-03
5
J
0
E
851.89
0
A
Common Stock
851.89
202705.9387
D
Restricted Stock Units
0
2012-11-02
5
J
0
E
941.58
0
A
Common Stock
941.58
203647.5187
D
Employee Stock Option (Right to Buy)
17.23
2012-12-10
4
M
0
585934
0
D
2005-01-27
2014-01-27
Common Stock
585934
0
D
This transaction was executed in multiple trades at prices ranging from $65.76 to $66.82. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Units acquired pursuant Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestments.
The restricted stock units vest four years from grant date. Vested shares will be delivered to the reporting person six months from his retirement from YUM! Brands, Inc.
Units acquired pursuant to Rule 16a-11 exemption. The reported holdings include units acquired in unreported dividend reinvestment transactions.
/s/ M. Gayle Hobson, POA
2012-12-12