0001127602-12-033445.txt : 20121211 0001127602-12-033445.hdr.sgml : 20121211 20121211093005 ACCESSION NUMBER: 0001127602-12-033445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121210 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILL BONNIE GUITON CENTRAL INDEX KEY: 0001049367 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 121255054 MAIL ADDRESS: STREET 1: 1721 FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-10 0001041061 YUM BRANDS INC YUM 0001049367 HILL BONNIE GUITON B. HILL ENTERPRISES LLC 5670 WILSHIRE BLVD., SUITE 600 LOS ANGELES CA 90036-5605 1 Common Stock 2012-12-10 4 M 0 3818 13.0125 A 3818 D Common Stock 2012-12-10 4 S 0 2070 66.4976 D 1748 D Employee Stock Option (Right to Buy) 13.1025 2012-12-10 4 M 0 3818 0 D 2004-05-15 2013-05-15 Common Stock 3818 0 D This transaction was executed in multiple trades at prices ranging from $66.46 to $66.55. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2012-12-11