0001127602-12-029715.txt : 20121105 0001127602-12-029715.hdr.sgml : 20121105 20121105144701 ACCESSION NUMBER: 0001127602-12-029715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121102 FILED AS OF DATE: 20121105 DATE AS OF CHANGE: 20121105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergren Scott CENTRAL INDEX KEY: 0001381049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 121179668 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-11-02 0001041061 YUM BRANDS INC YUM 0001381049 Bergren Scott 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 1 CEO PH and YUM Innov. Common Stock 2012-11-02 4 M 0 27632 22.53 A 38869 D Common Stock 2012-11-02 4 S 0 27632 73.16 D 11237 D Employee Stock Option (Right to Buy) 22.53 2012-11-02 4 M 0 27632 0 D 2006-01-28 2015-01-28 Common Stock 27632 24400 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $73.00 to $73.40. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2012-11-05