0001127602-12-029195.txt : 20121029 0001127602-12-029195.hdr.sgml : 20121029 20121029162423 ACCESSION NUMBER: 0001127602-12-029195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121026 FILED AS OF DATE: 20121029 DATE AS OF CHANGE: 20121029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISSOM J DAVID CENTRAL INDEX KEY: 0000941418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 121167113 MAIL ADDRESS: STREET 1: MAYFAIR CAPITAL INC CAPITAL HOLDINGS CTR STREET 2: 400 MARKET STREET SUITE 2510 CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-10-26 0001041061 YUM BRANDS INC YUM 0000941418 GRISSOM J DAVID 4969 U.S. HWY 42 LOUISVILLE KY 40222 1 Common Stock 2012-10-26 4 M 0 3546 16.9275 A 71614.24 D Common Stock 10000 I By Indep. IRA - GT Common Stock 5400 I By Indep. Retirement Acct. #1 Common Stock 10600 I By Indep. Retirement Acct. #4 Employee Stock Option (Right to Buy) 16.9275 2012-10-26 4 M 0 3546 0 D 2004-11-04 2013-11-04 Common Stock 3546 0 D /s/ M. Gayle Hobson, POA 2012-10-29