0001127602-12-028841.txt : 20121018 0001127602-12-028841.hdr.sgml : 20121018 20121018143123 ACCESSION NUMBER: 0001127602-12-028841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121017 FILED AS OF DATE: 20121018 DATE AS OF CHANGE: 20121018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eaton Roger G. CENTRAL INDEX KEY: 0001423752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 121150223 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-10-17 0001041061 YUM BRANDS INC YUM 0001423752 Eaton Roger G. 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief YUM Operations Officer Common Stock 2012-10-17 4 M 0 35990 22.53 A 50256 D Common Stock 2012-10-17 4 S 0 35990 71.3267 D 14266 D Employee Stock Option (Right to Buy) 22.53 2012-10-17 4 M 0 35990 0 D 2006-01-28 2015-01-28 Common Stock 35990 0 D This transaction was executed in multiple trades at prices ranging from $71.25 to $71.40. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2012-10-18