0001127602-12-019248.txt : 20120605 0001127602-12-019248.hdr.sgml : 20120605 20120605143348 ACCESSION NUMBER: 0001127602-12-019248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120601 FILED AS OF DATE: 20120605 DATE AS OF CHANGE: 20120605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 12888681 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-06-01 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 1 SVP and Chief Public Affairs Common Stock 2012-06-01 4 M 0 9500 29.61 A 31631 D Common Stock 2012-06-01 4 D 0 6508 67.23 D 25123 D Common Stock 2012-06-01 4 S 0 2992 67.22 D 22131 D Stock Appreciation Right 29.61 2012-06-01 4 M 0 9500 0 D 2011-01-19 2017-01-19 Common Stock 9500 85846 D Stock Appreciation Right 49.30 2012-02-04 2021-02-04 Common Stock 61100 61100 D Stock Appreciation Right 24.4675 2010-01-26 2016-01-26 Common Stock 0 0 D Stock Appreciation Right 37.30 2012-01-24 2018-01-24 Common Stock 80314 80314 D Stock Appreciation Right 29.29 2013-02-05 2019-02-05 Common Stock 101489 101489 D Stock Appreciation Right 32.98 2011-02-05 2020-02-05 Common Stock 86059 86059 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $67.21 to $67.24. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Vesting occurs 25% per year beginning 02/05/2011. /s/ M. Gayle Hobson, POA 2012-06-05